Submit a Claim - Claim Instructions

The deadline to submit a claim form was July 8, 2024. If you submitted a Claim Form without your transactional data, please file an amended version with the transactional data as soon as possible. If you failed to submit even a partial Claim Form by July 8, 2024, please do so immediately. Claim Forms filed for the first time after July 8, 2024 are not guaranteed to be accepted, but under the Plans of Allocation, Co-Lead Counsel have the discretion to accept such claims as long as the distribution to Authorized Claimants is not materially delayed.

To be potentially eligible to receive a payment from the proposed Settlement, you must submit a completed and signed Claim Form. Remember, all Claim Forms must be submitted online or received by the Settlement Administrator no later than July 8, 2024.

You may submit the Claim Form:

  1. By mail to the Settlement Administrator at the following address:

    Stock Loan Settlements
    c/o Epiq
    P.O. Box 3546
    Portland, OR 97208-3546

  2. By uploading your completed and signed Claim Form here.

    Please note: Claimants who have more than 20 transactions must submit information regarding their transactions via the electronic version of the Claim Form (the “E-claim template”). To ensure the Settlement Administrator can timely process claims, electronic files must follow filing requirements and file layout formats. You may obtain the mandatory electronic filing requirements and file layout here. Please note that if you do submit your transactions via the E-claim template, you will still need to complete the Claimant Identification section on page 4 of the Claim Form and sign the Claim Form on page 7 and submit along with your E-claim template listing your Stock Loan transactions.

Please Note: If you are a bank, broker, or other third-party nominee filing on behalf of your clients, please file your Claim on the Nominees page and not through this page.